URL: /baas/api/certification/compliance-validation

---
title: "Compliance Validation"
description: "Regulatory compliance requirements"
---

# Compliance Validation

Ensure your integration meets regulatory compliance requirements.

## Compliance Areas

### KYC/AML Compliance

| Requirement | Description |
|-------------|-------------|
| Customer Identification | Verify customer identity |
| Due Diligence | Risk-based due diligence |
| Ongoing Monitoring | Transaction monitoring |
| Suspicious Activity | SAR reporting capability |

### Data Protection (GDPR)

| Requirement | Description |
|-------------|-------------|
| Data Minimization | Collect only needed data |
| Purpose Limitation | Use data for stated purposes |
| Storage Limitation | Retention policies |
| Right to Erasure | Deletion capability |

### Financial Regulations

| Requirement | Description |
|-------------|-------------|
| Transaction Limits | Enforce applicable limits |
| Audit Trail | Complete transaction history |
| Regulatory Reporting | Required reports |

## Compliance Checklist

- [ ] KYC/KYB flows implemented
- [ ] AML screening integrated
- [ ] Data protection policies documented
- [ ] Audit logging enabled
- [ ] Consent management implemented
- [ ] Retention policies defined

## Documentation Required

1. **Data Flow Diagram** - How data moves through your system
2. **Privacy Policy** - End-user privacy documentation
3. **Security Policies** - Internal security procedures
4. **Incident Response Plan** - Breach handling procedures

## Validation Process

1. Submit compliance documentation
2. FinHub compliance team review
3. Address any gaps
4. Receive compliance approval